1. Home
  2. Chevron right
  3. Firms
  4. Chevron right
  5. LPL FINANCIAL LLC
  6. Chevron right
Log inSign in SparklesCreate a free account

Building 2LPL FINANCIAL LLC

Map pinFORT MILL, SC
Phone704-733-3300
NotebookSEC #801-10970
Total AUM
$819.1B
Employees
41,879
Clients
1,986,990

Firm filings submitted to the SEC

ADV Part 1ADV Part 2ADV Part 3ADV-W
ADV Part 1 is a core regulatory form containing information about the firm’s advisory business, employees, clients, and other business activities.

Firm filings are unavailable without an account.

Please sign in or create a free account to access firm filings.

Feature requires an account