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LPL FINANCIAL LLC
FORT MILL, SC
704-733-3300
SEC #801-10970Total AUM
$819.1B
Employees
41,879Clients
1,986,990Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1055 LPL WAY
FORT MILL
SC 29715
United States
FORT MILL
SC 29715
United States
Operating Hours
8:30AM - 6:00PM
Monday - Friday
Monday - Friday
Phone
704-733-3300
Other Offices
20864
Financials
Total AUM
$819.1B
Accounts
2,850,994Discretionary
$818.3B
Accounts
2,849,049Non-Discretionary
$797.9M
Accounts
1,945
Clients
Individual Clients
1,291,397AUM
$231.4B
HNW Individual Clients
671,511AUM
$552.7B
Pension/Profit Sharing Plan Clients
10,450AUM
$13.3B
Charitable Organization Clients
5,086AUM
$7.6B
Government Entity Clients
5AUM
$8.9M
Corporation or Business Clients
8,528AUM
$14.1B
Other Clients
13AUM
$5.4M
Description of Other Clients
INVESTMENT CLUB
Services
Services Offered
EducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther Services
Other Services
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO False Statement FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 6 business affiliates.
Claimed Affiliates
Reported as an affiliate by 26 other businesses.