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Building 2NORTHLAND ASSET MANAGEMENT

Map pinMINNEAPOLIS, MN
Phone800-851-2920
NotebookSEC #801-96329
Total AUM
$405.5M
Employees
22
Clients
877

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
150 SOUTH 5TH STREET
SUITE 3300
MINNEAPOLIS
MN 55402
United States
Operating Hours
9:00AM - 5:00PM
Monday - Friday
Phone
800-851-2920
Other Offices
2

ReceiptFinancials

Total AUM
$405.5M
Accounts
1,192
Discretionary
$387.3M
Accounts
1,180
Non-Discretionary
$18.2M
Accounts
12

ContactClients

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Individual Clients
391
AUM
$79.2M
HNW Individual Clients
484
AUM
$319.3M
Pension/Profit Sharing Plan Clients
1
AUM
$3.2M
Charitable Organization Clients
1
AUM
$3.7M

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementOther Services
Other Services
RESEARCH SERVICES
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Other FeeCharges Percentage AUM
Other Compensation
NEGOTIATED

Shield checkCompliance

Disclosures
Other Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AZCACOFLGAIAILKSMNMONCNMNYOHSDTNTXVAVTWAWI

HandshakeAffiliates

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Affiliates
Reported 8 business affiliates.
Claimed Affiliates
Reported as an affiliate by 2 other businesses.

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