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OPPENHEIMER & CO. INC.
NEW YORK, NY
212-668-8000
SEC #801-887Total AUM
$36.7B
Employees
2,806Clients
39,036Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
85 BROAD STREET
22ND FLOOR
NEW YORK
NY 10004
United States
22ND FLOOR
NEW YORK
NY 10004
United States
Operating Hours
9:00A.M. TO 5:00P.M.
Monday - Friday
Monday - Friday
Phone
212-668-8000
Other Offices
109
Financials
Total AUM
$36.7B
Accounts
39,036Discretionary
$14.2B
Accounts
20,471Non-Discretionary
$22.5B
Accounts
18,565
Clients
Individual Clients
35,818AUM
$16.8B
HNW Individual Clients
1,229AUM
$5.7B
Pension/Profit Sharing Plan Clients
267AUM
$459.6M
Charitable Organization Clients
191AUM
$420.9M
Government Entity Clients
1AUM
$94.9K
Insurance Company Clients
12AUM
$141.8M
Corporation or Business Clients
304AUM
$2B
Other Clients
1,214AUM
$11.1B
Description of Other Clients
RETIREMENT AND OTHER ENTITY TYPES
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges CommissionCharges Fixed FeeCharges Percentage AUM
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingFelony ChargeFelony ConvictionMisdemeanor ConvictionMisdemeanor Conviction ChargeOther Regulator Cause of Denial/SuspensionOther Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 11 business affiliates.
Claimed Affiliates
Reported as an affiliate by 17 other businesses.