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Building 2SMITH BARNEY FUND MANAGEMENT LLC

Map pinNEW YORK, NY
Phone212-805-2000
NotebookSEC #801-8314
Total AUM
$75M
Employees
151
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
620 EIGHTH AVENUE
47TH FLOOR
NEW YORK
NY 10018
USA
Operating Hours
9 A.M. TO 5 P.M.
Monday - Friday
Phone
212-805-2000

ReceiptFinancials

Total AUM
$75M
Accounts
6
Discretionary
$75M
Accounts
6
Non-Discretionary
$0
Accounts
0

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Pooled Vehicle Portfolio Management
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
SEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations

None reported

HandshakeAffiliates

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Affiliates
Reported 45 business affiliates.
Claimed Affiliates
Reported as an affiliate by 7 other businesses.

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