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Building 2NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Map pinMILWAUKEE, WI
Phone866-950-4644
NotebookSEC #801-8095
Total AUM
$0
Employees
2,294
Clients
1

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
720 EAST WISCONSIN AVENUE
MILWAUKEE
WI 53202-4797
United States
Operating Hours
8:00 A.M. - 5:00 P.M.
Monday - Friday
Phone
866-950-4644

ReceiptFinancials

Total AUM
$0
Accounts
0
Discretionary
$0
Accounts
0
Non-Discretionary
$0
Accounts
0

ContactClients

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Banking Clients
1
AUM
$0

Briefcase businessServices

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Services Offered
Other Services
Other Services
INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Compensation Types
Charges Fixed FeeCharges Other Fee
Other Compensation
REFERRAL FEES

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV

HandshakeAffiliates

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Affiliates
Reported 20 business affiliates.
Claimed Affiliates
Reported as an affiliate by 8 other businesses.

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