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Building 2NORTHERN TRUST SECURITIES, INC

Map pinCHICAGO, IL
Phone312-630-6000
NotebookSEC #801-80781
Total AUM
$1.7B
Employees
385
Clients
2,053

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
333 S. WABASH AVENUE
34TH FLOOR
CHICAGO
IL 60604
United States
Operating Hours
8:30 A.M.- 5:00 P.M.
Monday - Friday
Phone
312-630-6000
Other Offices
29

ReceiptFinancials

Total AUM
$1.7B
Accounts
2,605
Discretionary
$1.7B
Accounts
2,605
Non-Discretionary
$0
Accounts
0

ContactClients

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Individual Clients
618
AUM
$175.1M
HNW Individual Clients
1,406
AUM
$1.5B
Charitable Organization Clients
11
AUM
$10M
Corporation or Business Clients
14
AUM
$15.9M
Other Clients
4
AUM
$4.5M
Description of Other Clients
PARTNERSHIPS

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
SEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVIVTWAWIWV

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Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 7 other businesses.

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