OSAIC ADVISORY SERVICES, LLC
Total AUM
$15.5B
Employees
2,180Clients
29,903Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
2300 WINDY RIDGE PARKWAY
SUITE 750
ATLANTA
GA 30339
United States
SUITE 750
ATLANTA
GA 30339
United States
Operating Hours
9:00 AM - 5:00 PM EST
Monday - Friday
Monday - Friday
Phone
866-580-8219
Other Offices
200
Financials
Total AUM
$15.5B
Accounts
50,459Discretionary
$15.2B
Accounts
49,560Non-Discretionary
$327M
Accounts
899
Clients
Individual Clients
25,761AUM
$6.1B
HNW Individual Clients
3,755AUM
$8.9B
Banking Clients
1AUM
$0
Pension/Profit Sharing Plan Clients
70AUM
$21.6M
Charitable Organization Clients
38AUM
$63.2M
Government Entity Clients
1AUM
$0
Investment Advisor Clients
1AUM
$0
Insurance Company Clients
1AUM
$0
Sovereign Wealth Fund Clients
1AUM
$0
Corporation or Business Clients
274AUM
$386.6M
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Felony ConvictionOther Regulator False Statement/DishonestySEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 11 business affiliates.
Claimed Affiliates
Reported as an affiliate by 17 other businesses.