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SUTRO & CO. INCORPORATED
SAN FRANCISCO, CA
415-445-6300
SEC #801-7981Total AUM
$1.2B
Employees
751Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
201 CALIFORNIA STREET
SAN FRANCISCO
CA 94111
USA
SAN FRANCISCO
CA 94111
USA
Operating Hours
6:30 AM TO 5:00 PM
Monday - Friday
Monday - Friday
Phone
415-445-6300
Financials
Total AUM
$1.2B
Accounts
2,466Discretionary
$375.9M
Accounts
967Non-Discretionary
$839.7M
Accounts
1,499
Clients
None reported
Services
Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPooled Vehicle Portfolio ManagementSecurities Ratings
Compensation Types
Charges Other FeeCharges Percentage AUM
Other Compensation
FINANCIAL PLANNING FEES
Compliance
Disclosures
Court Violation FindingOther Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
AZCANVOR
Affiliates
Affiliates
Reported 10 business affiliates.
Claimed Affiliates
Reported as an affiliate by 2 other businesses.