1. Home
  2. Chevron right
  3. Firms
  4. Chevron right
Log inSign in SparklesCreate a free account

Building 2SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.

Map pinNICHOLASVILLE, KY
Phone859-223-6333
NotebookSEC #801-79371
Total AUM
$728.4M
Employees
13
Clients
631

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
105 WIND HAVEN DRIVE
NICHOLASVILLE
KY 40356
United States
Operating Hours
8:00 AM - 5:00 PM
Monday - Friday
Phone
859-223-6333

ReceiptFinancials

Total AUM
$728.4M
Accounts
1,439
Discretionary
$728.4M
Accounts
1,439
Non-Discretionary
$0
Accounts
0

ContactClients

View more in analytics →

Individual Clients
372
AUM
$133.2M
HNW Individual Clients
259
AUM
$595.2M

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
EducationFinancial PlanningIndividual Portfolio ManagementOther ServicesPension ConsultingPublications
Other Services
INVESTMENT AND INSURANCE CONSULTING AND ESTATE PLANNING FACILITIATION
Compensation Types
Charges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
ALCOFLGAILINKYPATNTXVA

HandshakeAffiliates

View all affiliates →

Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

Feature requires an account