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ROSS, SINCLAIRE & ASSOCIATES, LLC
CINCINNATI, OH
513-381-3939
SEC #801-78513Total AUM
$353.6M
Employees
7Clients
807Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
700 WALNUT STREET
STE 600
CINCINNATI
OH 45202-2027
United States
STE 600
CINCINNATI
OH 45202-2027
United States
Operating Hours
8:30 AM TO 5:00PM EST
Monday - Friday
Monday - Friday
Phone
513-381-3939
Other Offices
1
Financials
Total AUM
$353.6M
Accounts
808Discretionary
$353.6M
Accounts
808Non-Discretionary
$0
Accounts
0
Clients
Individual Clients
684AUM
$137.9M
HNW Individual Clients
116AUM
$210.1M
Pension/Profit Sharing Plan Clients
1AUM
$423.6K
Charitable Organization Clients
5AUM
$5.1M
Corporation or Business Clients
1AUM
$101K
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementOther ServicesPension Consulting
Other Services
BANKS AND THRIFTS
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
AZCACOCTFLILINKYMANCNJNYOHSCTNTXVA
Affiliates
Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 2 other businesses.