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TD PRIVATE CLIENT WEALTH LLC
NEW YORK, NY
877-703-9896
SEC #801-77771Total AUM
$8.6B
Employees
671Clients
25,687Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1 VANDERBILT AVENUE
23RD FLOOR
NEW YORK
NY 10017
United States
23RD FLOOR
NEW YORK
NY 10017
United States
Operating Hours
8:30 AM - 5:00 PM
Monday - Friday
Monday - Friday
Phone
877-703-9896
Other Offices
221
Financials
Total AUM
$8.6B
Accounts
25,698Discretionary
$8.6B
Accounts
25,698Non-Discretionary
$0
Accounts
0
Clients
Individual Clients
23,833AUM
$3.1B
HNW Individual Clients
1,518AUM
$3.8B
Banking Clients
1AUM
$20M
Pension/Profit Sharing Plan Clients
32AUM
$200.4M
Charitable Organization Clients
110AUM
$443.1M
Government Entity Clients
1AUM
$2.2M
Investment Advisor Clients
1AUM
$318.6M
Insurance Company Clients
7AUM
$177M
Corporation or Business Clients
184AUM
$561.8M
Services
Services Offered
Advisor / Fund Manager SelectionEducationIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPublications
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Felony ChargeFelony ConvictionOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV
Affiliates
Affiliates
Reported 8 business affiliates.
Claimed Affiliates
Reported as an affiliate by 3 other businesses.