1. Home
  2. Chevron right
  3. Firms
  4. Chevron right
Log inSign in SparklesCreate a free account

Building 2JOSEPH P. LUCIA & ASSOCIATES, LLC

Map pinYORKTOWN HEIGHTS, NY
Phone914-352-6600
NotebookSEC #801-76540
Total AUM
$388M
Employees
5
Clients
662

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
3505 HILL BLVD.
SUITE J
YORKTOWN HEIGHTS
NY 10598
United States
Operating Hours
9:00 AM - 5:00 PM
Monday - Friday
Phone
914-352-6600

ReceiptFinancials

Total AUM
$388M
Accounts
1,645
Discretionary
$388M
Accounts
1,645
Non-Discretionary
$0
Accounts
0

ContactClients

View more in analytics →

Individual Clients
561
AUM
$143.5M
HNW Individual Clients
101
AUM
$244.5M

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
CTFLNCNHNJNYPASCTX

HandshakeAffiliates

View all affiliates →

Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

Feature requires an account