Sign in
Create a free account
ROTHSCHILD INVESTMENT
CHICAGO, IL
312-983-8900
SEC #801-7395Total AUM
$2.8B
Employees
39Clients
1,246Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
311 SOUTH WACKER DRIVE
SUITE 5900
CHICAGO
IL 60606-6677
United States
SUITE 5900
CHICAGO
IL 60606-6677
United States
Operating Hours
8:30 AM TO 4:30 PM
Monday - Friday
Monday - Friday
Phone
312-983-8900
Other Offices
2
Financials
Total AUM
$2.8B
Accounts
2,831Discretionary
$2.8B
Accounts
2,828Non-Discretionary
$1.6M
Accounts
3
Clients
Individual Clients
666AUM
$281.8M
HNW Individual Clients
525AUM
$2.4B
Pooled Vehicle Clients
1AUM
$1.5M
Pension/Profit Sharing Plan Clients
22AUM
$23M
Charitable Organization Clients
14AUM
$33.2M
Corporation or Business Clients
18AUM
$96.1M
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUMCharges Performance-Based
Compliance
Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
ALARAZCACOCTDEFLGAHIIAIDILINKSKYMAMDMIMNMOMSMTNCNENJNMNYOHOKORPARISCSDTNTXUTVAWAWI
Affiliates
Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 2 other businesses.