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Building 2BMO CAPITAL MARKETS CORP.

Map pinNEW YORK, NY
Phone(212) 605-1504
NotebookSEC #801-73047
Total AUM
$1.2B
Employees
1,275
Clients
117

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

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HotelBusiness

Principal Address
151 WEST 42ND STREET
NEW YORK
NY 10036
United States
Operating Hours
8:00AM - 5:00PM EST
Monday - Friday
Phone
(212) 605-1504
Other Offices
4

ReceiptFinancials

Total AUM
$1.2B
Accounts
4
Discretionary
$1.2B
Accounts
4
Non-Discretionary
$0
Accounts
0

ContactClients

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Investment Company Clients
113
AUM
$0
Pooled Vehicle Clients
4
AUM
$1.2B

Briefcase businessServices

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Services Offered
Other ServicesPooled Vehicle Portfolio Management
Other Services
PROVISION OF SECURITIES TRADING IDEAS AND RESEARCH
Compensation Types
Charges Other FeeCharges Percentage AUM
Other Compensation
FEES FOR SECURITIES TRADING IDEAS AND RESEARCH

Shield checkCompliance

Disclosures
Pending Civil ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
CACOCTILMANYTX

HandshakeAffiliates

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Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 9 other businesses.

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