BMO CAPITAL MARKETS CORP.
Total AUM
$1.2B
Employees
1,275Clients
117Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
151 WEST 42ND STREET
NEW YORK
NY 10036
United States
NEW YORK
NY 10036
United States
Operating Hours
8:00AM - 5:00PM EST
Monday - Friday
Monday - Friday
Phone
(212) 605-1504
Other Offices
4
Financials
Total AUM
$1.2B
Accounts
4Discretionary
$1.2B
Accounts
4Non-Discretionary
$0
Accounts
0
Clients
Investment Company Clients
113AUM
$0
Pooled Vehicle Clients
4AUM
$1.2B
Services
Services Offered
Other ServicesPooled Vehicle Portfolio Management
Other Services
PROVISION OF SECURITIES TRADING IDEAS AND RESEARCH
Compensation Types
Charges Other FeeCharges Percentage AUM
Other Compensation
FEES FOR SECURITIES TRADING IDEAS AND RESEARCH
Compliance
Disclosures
Pending Civil ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
CACOCTILMANYTX
Affiliates
Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 9 other businesses.