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NOMURA SECURITIES INTERNATIONAL, INC.
NEW YORK, NY
212-667-9000
SEC #801-72991Total AUM
$0
Employees
11Clients
1Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
WORLD WIDE PLAZA
309 WEST 49TH STREET
NEW YORK
NY 10019-7316
United States
309 WEST 49TH STREET
NEW YORK
NY 10019-7316
United States
Operating Hours
9AM TO 5PM
Monday - Friday
Monday - Friday
Phone
212-667-9000
Financials
Total AUM
$0
Accounts
0Discretionary
$0
Accounts
0Non-Discretionary
$0
Accounts
0
Clients
Investment Advisor Clients
1AUM
$0
Services
Services Offered
Other ServicesPublications
Other Services
RESEARCH-RELATED SERVICES
Compensation Types
Charges Other Fee
Other Compensation
NEGOTIATED FEES FOR RESEARCH-RELATED SERVICES
Compliance
Disclosures
Court Violation FindingOther Regulator Cause of Denial/SuspensionOther Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
None reported
Affiliates
Affiliates
Reported 7 business affiliates.
Claimed Affiliates
Reported as an affiliate by 7 other businesses.