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Building 2BATES FINANCIAL ADVISORS, INC.

Map pinROCKFORD, IL
Phone815-332-4020
NotebookSEC #801-72191
Total AUM
$439.2M
Employees
5
Clients
399

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
8437 NORTHERN AVE
ROCKFORD
IL 61107
United States
Operating Hours
8 AM - 5 PM
Monday - Friday
Phone
815-332-4020

ReceiptFinancials

Total AUM
$439.2M
Accounts
1,273
Discretionary
$438.2M
Accounts
1,266
Non-Discretionary
$992.1K
Accounts
7

ContactClients

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Individual Clients
267
AUM
$126.2M
HNW Individual Clients
130
AUM
$311.8M
Charitable Organization Clients
2
AUM
$1.2M

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
Financial PlanningIndividual Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
AZFLILMOTXWI

HandshakeAffiliates

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Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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