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Building 2NUVEEN ASSET MANAGEMENT, LLC

Map pinCHICAGO, IL
Phone312-917-7700
NotebookSEC #801-71957
Total AUM
$280.5B
Employees
381
Clients
65,258

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
333 WEST WACKER DRIVE
CHICAGO
IL 60606
United States
Operating Hours
8:00 AM - 5:00 PM CST
Monday - Friday
Phone
312-917-7700
Other Offices
28

ReceiptFinancials

Total AUM
$280.5B
Accounts
65,258
Discretionary
$280.5B
Accounts
65,165
Non-Discretionary
$27.7M
Accounts
93

ContactClients

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Individual Clients
48,733
AUM
$19.7B
HNW Individual Clients
13,864
AUM
$40B
Banking Clients
4
AUM
$1.1M
Investment Company Clients
138
AUM
$140.2B
Pooled Vehicle Clients
188
AUM
$44.4B
Pension/Profit Sharing Plan Clients
106
AUM
$7.2B
Charitable Organization Clients
119
AUM
$499.8M
Government Entity Clients
44
AUM
$1.9B
Insurance Company Clients
33
AUM
$16.1B
Corporation or Business Clients
2,029
AUM
$10.5B

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionCompany Portfolio ManagementIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPension ConsultingPooled Vehicle Portfolio Management
Other Services
MODEL PORTFOLIO ADVICE
Compensation Types
Charges Fixed FeeCharges Percentage AUMCharges Performance-Based

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation Finding
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV

HandshakeAffiliates

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Affiliates
Reported 30 business affiliates.
Claimed Affiliates
Reported as an affiliate by 24 other businesses.

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