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KESTRA PRIVATE WEALTH SERVICES, LLC
AUSTIN, TX
844-553-7872
SEC #801-71936Total AUM
$13.5B
Employees
211Clients
20,234Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
5707 SOUTHWEST PARKWAY
BLDG. 2 STE 400
AUSTIN
TX 78735
United States
BLDG. 2 STE 400
AUSTIN
TX 78735
United States
Operating Hours
7AM-5PM
Monday - Friday
Monday - Friday
Phone
844-553-7872
Other Offices
42
Financials
Total AUM
$13.5B
Accounts
33,333Discretionary
$13.4B
Accounts
33,279Non-Discretionary
$18.3M
Accounts
54
Clients
Individual Clients
14,677AUM
$4B
HNW Individual Clients
5,300AUM
$9.1B
Banking Clients
1AUM
$0
Pension/Profit Sharing Plan Clients
15AUM
$15.5M
Charitable Organization Clients
23AUM
$38.9M
Government Entity Clients
1AUM
$0
Investment Advisor Clients
1AUM
$0
Insurance Company Clients
5AUM
$13.3M
Sovereign Wealth Fund Clients
1AUM
$0
Corporation or Business Clients
210AUM
$325.9M
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Felony ChargeOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 28 business affiliates.
Claimed Affiliates
Reported as an affiliate by 19 other businesses.