REGAL INVESTMENT ADVISORS LLC

KENTWOOD, MI

616-224-2204

SEC #801-71923

Total AUM

$2.9B

Employees

131

Clients

8,302

Firm overview

Client Breakdown by AUM

AUM previous 5 years

Smooth Smooth / Detailed

Business

Principal Address

2687 44TH STREET SE
KENTWOOD
MI 49512
United States

Operating Hours

8:30AM - 5:00PM M-TH 8:30AM - 3:00PM F
Monday - Friday

Phone

616-224-2204

Other Offices

Financials

Total AUM

$2.9B

Accounts

13,473

Discretionary

$2.4B

Accounts

11,067

Non-Discretionary

$432.2M

Accounts

2,406

Clients

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Individual Clients

7,665

AUM

$1.6B

HNW Individual Clients

555

AUM

$1.1B

Pension/Profit Sharing Plan Clients

AUM

$127.2M

Charitable Organization Clients

AUM

$830.9K

Corporation or Business Clients

AUM

$14.4M

Services

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Services Offered

Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting

Compensation Types

Charges Fixed FeeCharges Hourly FeeCharges Other FeeCharges Percentage AUM

Other Compensation

THIRD PARTY FEES

Compliance

Disclosures

Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding

State Registrations

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Affiliates

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Affiliates

Reported 5 business affiliates.

Claimed Affiliates

Reported as an affiliate by 1 other business.