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Building 2BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Map pinST. LOUIS, MO
Phone314-726-1600
NotebookSEC #801-71421
Total AUM
$18.9B
Employees
755
Clients
33,058

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
ONE NORTH BRENTWOOD BOULEVARD
SUITE 850
ST. LOUIS
MO 63105
United States
Operating Hours
8:00 - 5:00
Monday - Friday
Phone
314-726-1600
Other Offices
100

ReceiptFinancials

Total AUM
$18.9B
Accounts
55,423
Discretionary
$12.8B
Accounts
43,163
Non-Discretionary
$6.1B
Accounts
12,260

ContactClients

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Individual Clients
32,288
AUM
$15.5B
HNW Individual Clients
244
AUM
$2.5B
Pension/Profit Sharing Plan Clients
203
AUM
$149.7M
Charitable Organization Clients
96
AUM
$187.3M
Corporation or Business Clients
226
AUM
$570.1M
Other Clients
1
AUM
$690.1K
Description of Other Clients
INVESTMENT CLUB

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)SEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV

HandshakeAffiliates

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Affiliates
Reported 3 business affiliates.
Claimed Affiliates
Reported as an affiliate by 3 other businesses.

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