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CAPE INVESTMENT ADVISORY, INC.
MCDONOUGH, GA
678-583-1120
SEC #801-71349Total AUM
$473.7M
Employees
34Clients
1,014Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
1600 PENNSYLVANIA AVE.
MCDONOUGH
GA 30253
United States
MCDONOUGH
GA 30253
United States
Operating Hours
9:00 - 5:00
Monday - Friday
Monday - Friday
Phone
678-583-1120
Other Offices
34
Financials
Total AUM
$473.7M
Accounts
1,660Discretionary
$466.2M
Accounts
1,650Non-Discretionary
$7.6M
Accounts
10
Clients
Individual Clients
895AUM
$180.2M
HNW Individual Clients
107AUM
$277.5M
Pension/Profit Sharing Plan Clients
1AUM
$5M
Corporation or Business Clients
11AUM
$11M
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementPension Consulting
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingFelony ChargeOther Regulator Cause of Denial/SuspensionOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
ALARAZCACOCTDCDEFLGAHIINLAMAMDMIMNMOMSMTNCNDNHNJNMNVNYOHOKPARISCTNTXUTVAWAWIWV
Affiliates
Affiliates
Reported 6 business affiliates.
Claimed Affiliates
Reported as an affiliate by 1 other business.