ROTH ASSET MANAGEMENT, INC.
Total AUM
$132M
Employees
1Clients
45Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
Operating Hours
8:00 AM TO 5:00 PM
Monday - Friday
Monday - Friday
Phone
206-780-5550
Financials
Total AUM
$132M
Accounts
58Discretionary
$132M
Accounts
58Non-Discretionary
$0
Accounts
0
Clients
Individual Clients
6AUM
$2.6M
HNW Individual Clients
23AUM
$101M
Pension/Profit Sharing Plan Clients
14AUM
$0
Charitable Organization Clients
1AUM
$3.9M
Corporation or Business Clients
1AUM
$24.5M
Services
Services Offered
Individual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
None reported
State Registrations
ORTXWA
Affiliates
Affiliates
Reported 1 business affiliate.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.