SANTANDER INVESTMENT SECURITIES INC.
Total AUM
$0
Employees
170Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
45 EAST 53RD STREET
NEW YORK
NY 10022-4604
United States
NEW YORK
NY 10022-4604
United States
Operating Hours
8AM - 6PM
Monday - Friday
Monday - Friday
Phone
212-407-7812
Financials
Total AUM
$0
Accounts
0Discretionary
$0
Accounts
0Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Other Services
Other Services
N/A
Compensation Types
Charges Other Fee
Other Compensation
N/A
Compliance
Disclosures
Felony ChargeOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
None reported
Affiliates
Affiliates
Reported 0 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.