1. Home
  2. Chevron right
  3. Firms
  4. Chevron right
Log inSign in SparklesCreate a free account

Building 2WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC

Map pinNEW YORK, NY
Phone212-320-3000
NotebookSEC #801-70712
Total AUM
$1.2B
Employees
20
Clients
575

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
60 BROAD ST.
39TH FLOOR
NEW YORK
NY 10004
United States
Operating Hours
9:00 AM - 5:00 PM
Monday - Friday
Phone
212-320-3000
Other Offices
1

ReceiptFinancials

Total AUM
$1.2B
Accounts
578
Discretionary
$1.1B
Accounts
564
Non-Discretionary
$122.1M
Accounts
14

ContactClients

View more in analytics →

Individual Clients
271
AUM
$65.7M
HNW Individual Clients
273
AUM
$811.3M
Pension/Profit Sharing Plan Clients
1
AUM
$6.6M
Charitable Organization Clients
14
AUM
$212.6M
Corporation or Business Clients
16
AUM
$77.2M

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
Individual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
SRO Rule Violation
State Registrations
AZCACOCTDCDEFLGAMAMDMENCNHNJNYPASCTNTXVAVT

HandshakeAffiliates

View all affiliates →

Affiliates
Reported 3 business affiliates.
Claimed Affiliates
Reported as an affiliate by 4 other businesses.

Feature requires an account