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Building 2SORRENTO PACIFIC FINANCIAL, LLC

Map pinSAN DIEGO, CA
Phone800-686-4724
NotebookSEC #801-70354
Total AUM
$222.3M
Employees
248
Clients
761

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
10150 MEANLEY DRIVE
1ST FLOOR
SAN DIEGO
CA 92131
United States
Operating Hours
8:00AM - 4:30PM PST
Monday - Friday
Phone
800-686-4724
Other Offices
24

ReceiptFinancials

Total AUM
$222.3M
Accounts
924
Discretionary
$149M
Accounts
697
Non-Discretionary
$73.3M
Accounts
227

ContactClients

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Individual Clients
720
AUM
$158.3M
HNW Individual Clients
33
AUM
$59.2M
Charitable Organization Clients
2
AUM
$182K
Corporation or Business Clients
6
AUM
$4.7M

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
SEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV

HandshakeAffiliates

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Affiliates
Reported 16 business affiliates.
Claimed Affiliates
Reported as an affiliate by 7 other businesses.

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