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A.G.P / ALLIANCE GLOBAL PARTNERS
WESTPORT, CT
800-727-7922
SEC #801-70276Total AUM
$2.3B
Employees
320Clients
6,959Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
88 POST ROAD WEST
2ND FLOOR
WESTPORT
CT 06880
United States
2ND FLOOR
WESTPORT
CT 06880
United States
Operating Hours
7:00 TO 6:00
Monday - Friday
Monday - Friday
Phone
800-727-7922
Other Offices
17
Financials
Total AUM
$2.3B
Accounts
6,959Discretionary
$1.9B
Accounts
5,973Non-Discretionary
$405.2M
Accounts
986
Clients
Individual Clients
6,208AUM
$1.1B
HNW Individual Clients
427AUM
$977.1M
Pooled Vehicle Clients
1AUM
$1.2M
Pension/Profit Sharing Plan Clients
209AUM
$64M
Charitable Organization Clients
8AUM
$3.6M
Corporation or Business Clients
106AUM
$104.8M
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPooled Vehicle Portfolio Management
Compensation Types
Charges Hourly FeeCharges Other FeeCharges Percentage AUM
Other Compensation
SUB-ADVISER OF POOLED INVESTMENT VEHICLE CHARGES A PERFORMANCE F
Compliance
Disclosures
Felony ChargeOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 3 business affiliates.
Claimed Affiliates
Reported as an affiliate by 1 other business.