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MORGAN STANLEY
PURCHASE, NY
914-225-5510
SEC #801-70103Total AUM
$2T
Employees
29,481Clients
2,703,720Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
2000 WESTCHESTER AVENUE
PURCHASE
NY 10577-2530
United States
PURCHASE
NY 10577-2530
United States
Operating Hours
9:00AM - 5:00PM
Monday - Friday
Monday - Friday
Phone
914-225-5510
Other Offices
627
Financials
Total AUM
$2T
Accounts
2,703,720Discretionary
$1.4T
Accounts
2,159,438Non-Discretionary
$527.4B
Accounts
544,282
Clients
Individual Clients
2,600,707AUM
$1.2T
HNW Individual Clients
43,631AUM
$527.6B
Banking Clients
4,257AUM
$6.4B
Investment Company Clients
4AUM
$263.7M
Pension/Profit Sharing Plan Clients
10,466AUM
$74.9B
Charitable Organization Clients
39,751AUM
$79.5B
Government Entity Clients
1,423AUM
$8.1B
Insurance Company Clients
1,387AUM
$5.9B
Corporation or Business Clients
1,982AUM
$13.9B
Other Clients
112AUM
$58.4M
Description of Other Clients
INVESTMENT CLUBS
Services
Services Offered
Advisor / Fund Manager SelectionCompany Portfolio ManagementEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPension Consulting
Other Services
ASSET ALLOCATION ADVICE
Compensation Types
Charges CommissionCharges Fixed FeeCharges Other FeeCharges Percentage AUMCharges Performance-Based
Other Compensation
SEE SCHEDULE D MISCELLANEOUS
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingDismissed Civil Action (Settlement)Felony ChargeFelony ConvictionLicense Revocation/SuspensionMisdemeanor ConvictionMisdemeanor Conviction ChargeOther Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 117 business affiliates.
Claimed Affiliates
Reported as an affiliate by 47 other businesses.