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Building 2CAPITAL MARKETS IQ, LLC

Map pin
Phone310.882.6380
NotebookSEC #801-69992
Total AUM
$571.4M
Employees
23
Clients
884

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address



Operating Hours
9:00A-5:00P CST
Monday - Friday
Phone
310.882.6380
Other Offices
18

ReceiptFinancials

Total AUM
$571.4M
Accounts
884
Discretionary
$455.6M
Accounts
739
Non-Discretionary
$115.9M
Accounts
145

ContactClients

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Individual Clients
607
AUM
$141.5M
HNW Individual Clients
91
AUM
$223.7M
Pension/Profit Sharing Plan Clients
101
AUM
$83.5M
Charitable Organization Clients
7
AUM
$1.6M
Corporation or Business Clients
78
AUM
$121.1M

Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementOther Services
Other Services
BUSINESS CONSULTING
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUMCharges Performance-Based

Shield checkCompliance

Disclosures
SRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
ALARAZCACODEFLGAIAILINKYLAMAMIMNNCNENHNJNYOHORPASCTNTXUTVAWA

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Affiliates
Reported 6 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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