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BARCLAYS CAPITAL INC.
NEW YORK, NY
212-526-7000
SEC #801-69700Total AUM
$12.8B
Employees
765Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
745 7TH AVENUE
NEW YORK
NY 10019-6801
United States
NEW YORK
NY 10019-6801
United States
Operating Hours
9:00AM - 5:00 PM
Monday - Friday
Monday - Friday
Phone
212-526-7000
Financials
Total AUM
$12.8B
Accounts
2,786Discretionary
$11.9B
Accounts
2,045Non-Discretionary
$857.4M
Accounts
741
Clients
None reported
Services
Services Offered
Advisor / Fund Manager SelectionIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPooled Vehicle Portfolio Management
Other Services
ASSET ALLOCATION MODELS
Compensation Types
Charges Other FeeCharges Percentage AUMCharges Performance-Based
Other Compensation
MARGIN INTEREST,MUTUAL FUND REVENUE SHARE, FUND TRANSFER PRICING
Compliance
Disclosures
Court Injunction (Past 10 Years)Court Violation FindingFelony ChargeFelony ConvictionOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKPARISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 3 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.