1. Home
  2. Chevron right
  3. Firms
  4. Chevron right
Log inSign in SparklesCreate a free account

Building 2ASHTON THOMAS SECURITIES, LLC

Map pinROCHESTER, NY
Phone800-323-3746
NotebookSEC #801-69225
Total AUM
$1.9B
Employees
46
Clients
2,282

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
100 MERIDIAN CENTRE BLVD
SUITE 250
ROCHESTER
NY 14618
United States
Operating Hours
9-5
Monday - Friday
Phone
800-323-3746
Other Offices
5

ReceiptFinancials

Total AUM
$1.9B
Accounts
2,282
Discretionary
$1.8B
Accounts
2,006
Non-Discretionary
$58.5M
Accounts
276

ContactClients

View more in analytics →

Individual Clients
1,980
AUM
$831.4M
HNW Individual Clients
301
AUM
$1B
Corporation or Business Clients
1
AUM
$994.8K

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
Financial PlanningIndividual Portfolio ManagementPension Consulting
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
ALARAZCACOCTDCDEFLGAHIIDILINLAMAMDMEMIMNMOMTNCNENHNJNVNYOHOKORPAPRRISCTNTXUTVAVIVTWAWIWV

HandshakeAffiliates

View all affiliates →

Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 3 other businesses.

Feature requires an account