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WESTERN INTERNATIONAL SECURITIES
PASADENA, CA
(888) 793-7717
SEC #801-68953Total AUM
$3.5B
Employees
407Clients
6,928Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
70 S. LAKE AVE.
SUITE 700
PASADENA
CA 91101
United States
SUITE 700
PASADENA
CA 91101
United States
Operating Hours
7:00 A.M. - 5:00 P.M.
Monday - Friday
Monday - Friday
Phone
(888) 793-7717
Other Offices
76
Financials
Total AUM
$3.5B
Accounts
10,904Discretionary
$3.5B
Accounts
10,897Non-Discretionary
$8.3M
Accounts
7
Clients
Individual Clients
6,054AUM
$1.6B
HNW Individual Clients
702AUM
$1.7B
Pension/Profit Sharing Plan Clients
88AUM
$65.2M
Charitable Organization Clients
5AUM
$41.9M
Corporation or Business Clients
79AUM
$111.9M
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Court Injunction (Past 10 Years)Pending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 16 business affiliates.
Claimed Affiliates
Reported as an affiliate by 7 other businesses.