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Building 2CAPLAN FINANCIAL GROUP, LLC

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Phone410-735-1905
NotebookSEC #801-67950
Total AUM
$367.6M
Employees
6
Clients
168

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address



Operating Hours
7:30AM - 5:00 PM
Monday - Friday
Phone
410-735-1905
Other Offices
4

ReceiptFinancials

Total AUM
$367.6M
Accounts
1,077
Discretionary
$365.1M
Accounts
1,072
Non-Discretionary
$2.5M
Accounts
5

ContactClients

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Individual Clients
54
AUM
$39M
HNW Individual Clients
113
AUM
$323.8M
Pension/Profit Sharing Plan Clients
1
AUM
$4.7M

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
DCLAMDNCNHNYTXVA

HandshakeAffiliates

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Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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