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Building 2DAVID A. NOYES & COMPANY

Map pinCHICAGO, IL
Phone312-782-0400
NotebookSEC #801-67588
Total AUM
$500.6M
Employees
103
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
209 S. LASALLE STREET
12TH FLOOR
CHICAGO
IL 60604-1203
United States
Operating Hours
8 - 5
Monday - Friday
Phone
312-782-0400

ReceiptFinancials

Total AUM
$500.6M
Accounts
1,606
Discretionary
$279.8M
Accounts
1,086
Non-Discretionary
$220.8M
Accounts
520

ContactClients

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Briefcase businessServices

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Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
AZCACOCTDEFLGAIAILINKYLAMDMIMNMONCNJNMNVNYOHPASCSDTXUTVAVTWI

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Affiliates
Reported 0 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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