DAVID A. NOYES & COMPANY
Total AUM
$500.6M
Employees
103Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
209 S. LASALLE STREET
12TH FLOOR
CHICAGO
IL 60604-1203
United States
12TH FLOOR
CHICAGO
IL 60604-1203
United States
Operating Hours
8 - 5
Monday - Friday
Monday - Friday
Phone
312-782-0400
Financials
Total AUM
$500.6M
Accounts
1,606Discretionary
$279.8M
Accounts
1,086Non-Discretionary
$220.8M
Accounts
520
Clients
None reported
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
AZCACOCTDEFLGAIAILINKYLAMDMIMNMONCNJNMNVNYOHPASCSDTXUTVAVTWI
Affiliates
Affiliates
Reported 0 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.