B RILEY WEALTH MANAGEMENT

MEMPHIS, TN

901-251-1330

SEC #801-67275

Total AUM

$4.1B

Employees

250

Clients

9,620

Firm overview

Client Breakdown by AUM

AUM previous 5 years

Smooth Smooth / Detailed

Business

Principal Address

40 S. MAIN ST.
SUITE 1800
MEMPHIS
TN 38103
United States

Operating Hours

8:00 A.M. TO 4:30 P.M.
Monday - Friday

Phone

901-251-1330

Other Offices

Financials

Total AUM

$4.1B

Accounts

9,621

Discretionary

$3.2B

Accounts

7,743

Non-Discretionary

$928.4M

Accounts

1,878

Clients

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Individual Clients

8,434

AUM

$2B

HNW Individual Clients

909

AUM

$1.6B

Pension/Profit Sharing Plan Clients

129

AUM

$94.2M

Charitable Organization Clients

AUM

$73.8M

Government Entity Clients

AUM

$24.8M

Investment Advisor Clients

AUM

$123.5M

Corporation or Business Clients

109

AUM

$133.7M

Services

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Services Offered

Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting

Compensation Types

Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Compliance

Disclosures

Court Violation FindingOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Civil ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation

State Registrations

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Affiliates

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Affiliates

Reported 12 business affiliates.

Claimed Affiliates

Reported as an affiliate by 0 other businesses.