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OSAIC INSTITUTIONS, INC.
MERIDEN, CT
203-599-6000
SEC #801-67242Total AUM
$6.5B
Employees
1,839Clients
16,312Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
538 PRESTON AVENUE
MERIDEN
CT 06450-4858
United States
MERIDEN
CT 06450-4858
United States
Operating Hours
8:30 A.M. TO 5:00 P.M.
Monday - Friday
Monday - Friday
Phone
203-599-6000
Other Offices
621
Financials
Total AUM
$6.5B
Accounts
11,892Discretionary
$4.1B
Accounts
8,436Non-Discretionary
$2.4B
Accounts
3,456
Clients
Individual Clients
15,761AUM
$4.5B
HNW Individual Clients
37AUM
$389M
Charitable Organization Clients
259AUM
$863.9M
Corporation or Business Clients
255AUM
$752.7M
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementOther ServicesPension Consulting
Other Services
SOLICITATION SERVICES FOR OTHER ADVISERS
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Cause of Denial/SuspensionOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
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Affiliates
Affiliates
Reported 11 business affiliates.
Claimed Affiliates
Reported as an affiliate by 14 other businesses.