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Building 2ALLIANCE ADVISORY & SECURITIES, LLC

Map pinWESTLAKE VILLAGE, CA
Phone805-371-8020
NotebookSEC #801-67105
Total AUM
$687.4M
Employees
21
Clients
675

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
31248 E. OAK CREST DRIVE STE 100
WESTLAKE VILLAGE
CA 91361
United States
Operating Hours
9:00 AM - 5:00PM
Monday - Friday
Phone
805-371-8020
Other Offices
4

ReceiptFinancials

Total AUM
$687.4M
Accounts
2,748
Discretionary
$392.5M
Accounts
1,270
Non-Discretionary
$294.8M
Accounts
1,478

ContactClients

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Individual Clients
438
AUM
$171.3M
HNW Individual Clients
225
AUM
$510.5M
Charitable Organization Clients
12
AUM
$5.5M

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Shield checkCompliance

Disclosures

None reported

State Registrations
AZCAFLIDNCNVORTNTXWA

HandshakeAffiliates

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Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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