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GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
NEW YORK, NY
212-739-0700
SEC #801-66786Total AUM
$240.7B
Employees
588Clients
440Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
330 MADISON AVENUE
10TH FLOOR
NEW YORK
NY 10017
United States
10TH FLOOR
NEW YORK
NY 10017
United States
Operating Hours
8:30 AM - 5:30 PM EST
Monday - Friday
Monday - Friday
Phone
212-739-0700
Other Offices
4
Financials
Total AUM
$240.7B
Accounts
440Discretionary
$240.4B
Accounts
432Non-Discretionary
$277.5M
Accounts
8
Clients
Individual Clients
210AUM
$102.9M
HNW Individual Clients
5AUM
$454.9M
Banking Clients
17AUM
$18B
Investment Company Clients
22AUM
$70.7B
Business Development Company Clients
1AUM
$155.6K
Pooled Vehicle Clients
65AUM
$7.5B
Pension/Profit Sharing Plan Clients
4AUM
$646.7M
Charitable Organization Clients
18AUM
$562.3M
Government Entity Clients
11AUM
$4B
Investment Advisor Clients
2AUM
$333.2M
Insurance Company Clients
61AUM
$134.7B
Sovereign Wealth Fund Clients
1AUM
$1.5B
Corporation or Business Clients
20AUM
$1.9B
Other Clients
3AUM
$239.4M
Description of Other Clients
LIMITED PARTNERSHIPS, WELFARE BENEFIT FUNDS, EMPLOYEE HEALTH PLANS
Services
Services Offered
Company Portfolio ManagementIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPooled Vehicle Portfolio Management
Other Services
CONSULTATION/ADVISEMENT ON TRANSACTIONS/STRUCTURING PORTFOLIOS
Compensation Types
Charges Fixed FeeCharges Percentage AUMCharges Performance-Based
Compliance
Disclosures
SEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation Finding
State Registrations
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Affiliates
Affiliates
Reported 30 business affiliates.
Claimed Affiliates
Reported as an affiliate by 17 other businesses.