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Building 2COMMERCE BROKERAGE SERVICES, INC

Map pinCLAYTON, MO
Phone800-772-7283
NotebookSEC #801-66509
Total AUM
$650.4M
Employees
37
Clients
3,571

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
8000 FORSYTH
SUITE 1200 EAST
CLAYTON
MO 63105-1707
United States
Operating Hours
8 AM TO 5 PM
Monday - Friday
Phone
800-772-7283
Other Offices
33

ReceiptFinancials

Total AUM
$650.4M
Accounts
3,570
Discretionary
$0
Accounts
0
Non-Discretionary
$650.4M
Accounts
3,570

ContactClients

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Individual Clients
3,467
AUM
$552.4M
HNW Individual Clients
76
AUM
$92.6M
Charitable Organization Clients
9
AUM
$2.7M
Government Entity Clients
1
AUM
$89K
Insurance Company Clients
3
AUM
$322.1K
Corporation or Business Clients
15
AUM
$2.2M

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations

None reported

HandshakeAffiliates

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Affiliates
Reported 5 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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