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Building 2ARLINGTON SECURITIES

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Phone314-878-1954
NotebookSEC #801-66316
Total AUM
$232.9M
Employees
31
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address



Operating Hours
8:30 TO 5:30
Monday - Friday
Phone
314-878-1954

ReceiptFinancials

Total AUM
$232.9M
Accounts
5,058
Discretionary
$2.4M
Accounts
58
Non-Discretionary
$230.5M
Accounts
5,000

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Services Offered
Financial PlanningIndividual Portfolio ManagementPension ConsultingSecurities Ratings
Compensation Types
Charges CommissionCharges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Cause of Denial/SuspensionOther Regulator Denial/Suspension/RevocationOther Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Cause of Denial/SuspensionSEC/CFTC Order EntrySEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
ILMOSCTN

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Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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