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SANDERS MORRIS LLC
HOUSTON, TX
713-224-3100
SEC #801-66300Total AUM
$576.1M
Employees
27Clients
127Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
600 TRAVIS
SUITE 5900
HOUSTON
TX 77002-3003
United States
SUITE 5900
HOUSTON
TX 77002-3003
United States
Operating Hours
8:00 AM TO 5:00 PM
Monday - Friday
Monday - Friday
Phone
713-224-3100
Other Offices
1
Financials
Total AUM
$576.1M
Accounts
359Discretionary
$299.5M
Accounts
334Non-Discretionary
$276.7M
Accounts
25
Clients
Individual Clients
106AUM
$25.5M
HNW Individual Clients
21AUM
$550.6M
Services
Services Offered
Advisor / Fund Manager SelectionFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges Fixed FeeCharges Percentage AUMCharges Performance-Based
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 6 business affiliates.
Claimed Affiliates
Reported as an affiliate by 7 other businesses.