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MAXIM FINANCIAL ADVISORS LLC
NEW YORK, NY
212-895-3500
SEC #801-66147Total AUM
$445.5M
Employees
35Clients
781Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
300 PARK AVE
16TH FL
NEW YORK
NY 10022
United States
16TH FL
NEW YORK
NY 10022
United States
Operating Hours
8 - 6:00
Monday - Friday
Monday - Friday
Phone
212-895-3500
Other Offices
1
Financials
Total AUM
$445.5M
Accounts
775Discretionary
$284.7M
Accounts
438Non-Discretionary
$160.8M
Accounts
337
Clients
Individual Clients
710AUM
$247.6M
HNW Individual Clients
48AUM
$164.9M
Banking Clients
1AUM
$0
Pension/Profit Sharing Plan Clients
5AUM
$6.9M
Charitable Organization Clients
1AUM
$0
Government Entity Clients
1AUM
$0
Investment Advisor Clients
1AUM
$0
Insurance Company Clients
1AUM
$0
Sovereign Wealth Fund Clients
1AUM
$0
Corporation or Business Clients
12AUM
$26.1M
Services
Services Offered
Advisor / Fund Manager SelectionIndividual Portfolio ManagementInstitutional Portfolio Management
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
AZCACOCTFLGAHIILMAMDMIMNNCNHNJNYOHORPASCTNTXVAWA
Affiliates
Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.