WESTERN INTERNATIONAL SECURITIES
Total AUM
$8.9M
Employees
151Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
70 S. LAKE AVE, SUITE 700
PASADENA
CA 91101-9540
USA
PASADENA
CA 91101-9540
USA
Operating Hours
7 A.M. - 5 P.M.
Monday - Friday
Monday - Friday
Phone
626-793-7717
Financials
Total AUM
$8.9M
Accounts
47Discretionary
$7.9M
Accounts
41Non-Discretionary
$1.1M
Accounts
6
Clients
None reported
Services
Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Other FeeCharges Percentage AUM
Other Compensation
REFERRAL FEES
Compliance
Disclosures
Other Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSRO Rule Violation
State Registrations
None reported
Affiliates
Affiliates
Reported 9 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.