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Building 2WESTERN INTERNATIONAL SECURITIES

Map pinPASADENA, CA
Phone626-793-7717
NotebookSEC #801-66101
Total AUM
$8.9M
Employees
151
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
70 S. LAKE AVE, SUITE 700
PASADENA
CA 91101-9540
USA
Operating Hours
7 A.M. - 5 P.M.
Monday - Friday
Phone
626-793-7717

ReceiptFinancials

Total AUM
$8.9M
Accounts
47
Discretionary
$7.9M
Accounts
41
Non-Discretionary
$1.1M
Accounts
6

ContactClients

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None reported

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension ConsultingPooled Vehicle Portfolio Management
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Other FeeCharges Percentage AUM
Other Compensation
REFERRAL FEES

Shield checkCompliance

Disclosures
Other Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSRO Rule Violation
State Registrations

None reported

HandshakeAffiliates

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Affiliates
Reported 9 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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