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Building 2CALDWELL SUTTER CAPITAL, INC.

Map pinSAUSALITO, CA
Phone415-962-2526
NotebookSEC #801-66098
Total AUM
$605.7M
Employees
17
Clients
547

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
30 LIBERTY SHIP WAY #3225
SAUSALITO
CA 94965
United States
Operating Hours
6:30 AM TO 1:00 PM
Monday - Friday
Phone
415-962-2526
Other Offices
2

ReceiptFinancials

Total AUM
$605.7M
Accounts
1,249
Discretionary
$574.7M
Accounts
1,202
Non-Discretionary
$30.9M
Accounts
47

ContactClients

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Individual Clients
381
AUM
$153.9M
HNW Individual Clients
147
AUM
$425M
Pension/Profit Sharing Plan Clients
7
AUM
$3.5M
Charitable Organization Clients
1
AUM
$546.1K
Corporation or Business Clients
11
AUM
$22.7M

Briefcase businessServices

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Services Offered
Financial PlanningIndividual Portfolio Management
Compensation Types
Charges Percentage AUM

Shield checkCompliance

Disclosures
Other Regulator Violation Finding
State Registrations
AZCAFLIDILNVNYOHORTXWA

HandshakeAffiliates

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Affiliates
Reported 2 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

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