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WEALTH MANAGEMENT
NORFOLK, NE
402-371-1160
SEC #801-65977Total AUM
$3.7B
Employees
61Clients
4,751Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
125 SOUTH 4TH STREET
NORFOLK
NE 68701
United States
NORFOLK
NE 68701
United States
Operating Hours
8:00 AM -5:00 PM
Monday - Friday
Monday - Friday
Phone
402-371-1160
Other Offices
29
Financials
Total AUM
$3.7B
Accounts
4,751Discretionary
$3.7B
Accounts
4,750Non-Discretionary
$42.7M
Accounts
1
Clients
Individual Clients
3,710AUM
$849.3M
HNW Individual Clients
1,021AUM
$872M
Pension/Profit Sharing Plan Clients
1AUM
$2B
Charitable Organization Clients
7AUM
$13.9M
Government Entity Clients
1AUM
$421.1K
Corporation or Business Clients
11AUM
$7.2M
Services
Services Offered
EducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementOther ServicesPension ConsultingPublications
Other Services
SUB-ADVISOR AND BACK OFFICE SUPPORT SERVICES
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Other Regulator Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOFLGAIAIDILKSKYMIMNMOMTNCNENHNJNVNYOHOKORPASCSDTNTXUTVAWAWI
Affiliates
Affiliates
Reported 4 business affiliates.
Claimed Affiliates
Reported as an affiliate by 5 other businesses.