1. Home
  2. Chevron right
  3. Firms
  4. Chevron right
Log inSign in SparklesCreate a free account

Building 2BNY CAPITAL MARKETS, LLC

Map pinNEW YORK, NY
Phone212-635-1487
NotebookSEC #801-65841
Total AUM
$150M
Employees
151
Clients
0

Firm overview

UsersClient Breakdown by AUM

Circle dollar signAUM previous 5 years

Smooth Smooth / Detailed

HotelBusiness

Principal Address
ONE WALL STREET
18TH FLOOR
NEW YORK
NY 10286
USA
Operating Hours
9:00 AM - 5:00 PM
Monday - Friday
Phone
212-635-1487

ReceiptFinancials

Total AUM
$150M
Accounts
4
Discretionary
$150M
Accounts
4
Non-Discretionary
$0
Accounts
0

ContactClients

View more in analytics →

None reported

Briefcase businessServices

View ADV Part 2 brochures →

Services Offered
Market Timing
Compensation Types
Charges Percentage AUMCharges Performance-Based

Shield checkCompliance

Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingPending Regulatory ProceedingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV

HandshakeAffiliates

View all affiliates →

Affiliates
Reported 13 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.

Feature requires an account