BMO HARRIS FINANCIAL ADVISORS, INC
Total AUM
$5.1B
Employees
35Clients
17,043Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
115 S LASALLE STREET
13W
CHICAGO
IL 60603
United States
13W
CHICAGO
IL 60603
United States
Operating Hours
8:00AM - 5:00PM
Monday - Friday
Monday - Friday
Phone
877-225-3863
Other Offices
497
Financials
Total AUM
$5.1B
Accounts
17,043Discretionary
$5.1B
Accounts
17,043Non-Discretionary
$0
Accounts
0
Clients
Individual Clients
14,295AUM
$3.3B
HNW Individual Clients
2,622AUM
$1.8B
Pension/Profit Sharing Plan Clients
38AUM
$12.8M
Charitable Organization Clients
17AUM
$5.6M
Government Entity Clients
1AUM
$441.7K
Corporation or Business Clients
70AUM
$23.3M
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio Management
Compensation Types
Charges Percentage AUM
Compliance
Disclosures
Other Regulator Order (Past 10 Years)Pending Regulatory ProceedingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 9 business affiliates.
Claimed Affiliates
Reported as an affiliate by 4 other businesses.