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B. RILEY WEALTH ADVISORS, INC.
MEMPHIS, TN
901-251-1330
SEC #801-64837Total AUM
$4.2B
Employees
268Clients
10,573Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
40 S. MAIN ST.
SUITE 1600
MEMPHIS
TN 38103
United States
SUITE 1600
MEMPHIS
TN 38103
United States
Operating Hours
8 AM TO 4:30 PM
Monday - Friday
Monday - Friday
Phone
901-251-1330
Other Offices
95
Financials
Total AUM
$4.2B
Accounts
10,573Discretionary
$2.8B
Accounts
7,143Non-Discretionary
$1.4B
Accounts
3,430
Clients
Individual Clients
9,295AUM
$2.1B
HNW Individual Clients
801AUM
$1.9B
Pension/Profit Sharing Plan Clients
267AUM
$85.3M
Charitable Organization Clients
16AUM
$17.5M
Corporation or Business Clients
194AUM
$89.9M
Services
Services Offered
Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting
Compensation Types
Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC False Statement FindingSEC/CFTC Order EntrySEC/CFTC Penalty/Cease-and-DesistSEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO Rule Violation
State Registrations
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWV
Affiliates
Affiliates
Reported 9 business affiliates.
Claimed Affiliates
Reported as an affiliate by 6 other businesses.