CARROLL FRANK & PLOTKIN LLC
Total AUM
$12M
Employees
3Clients
0Firm overview
Client Breakdown by AUM
AUM previous 5 years
Smooth / Detailed
Business
Principal Address
THE VILLAGE OF CROSS KEYS
1 VILLAGE SQUARE, STE 155
BALTIMORE
MD 21210
USA
1 VILLAGE SQUARE, STE 155
BALTIMORE
MD 21210
USA
Operating Hours
8:30 A.M.-5:00 P.M.
Monday - Friday
Monday - Friday
Phone
410-323-3600
Financials
Total AUM
$12M
Accounts
30Discretionary
$12M
Accounts
30Non-Discretionary
$0
Accounts
0
Clients
None reported
Services
Services Offered
Financial PlanningIndividual Portfolio ManagementPension Consulting
Compensation Types
Charges CommissionCharges Fixed FeeCharges Hourly FeeCharges Percentage AUM
Compliance
Disclosures
Other Regulator Cause of Denial/SuspensionOther Regulator Denial/Suspension/RevocationOther Regulator Order (Past 10 Years)Other Regulator Violation Finding
State Registrations
None reported
Affiliates
Affiliates
Reported 0 business affiliates.
Claimed Affiliates
Reported as an affiliate by 0 other businesses.