SAGEPOINT FINANCIAL, INC.

PHOENIX, AZ

1-800-552-3319 EXT 2606

SEC #801-64721

Total AUM

$16.5B

Employees

3,563

Clients

57,700

Firm overview

Client Breakdown by AUM

AUM previous 5 years

Smooth Smooth / Detailed

Business

Principal Address

20 E. THOMAS ROAD
SUITE 2000
PHOENIX
AZ 85012
United States

Operating Hours

8:00 AM - 5:00 PM
Monday - Friday

Phone

1-800-552-3319 EXT 2606

Other Offices

770

Financials

Total AUM

$16.5B

Accounts

86,848

Discretionary

$13.4B

Accounts

73,452

Non-Discretionary

$3.1B

Accounts

13,396

Clients

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Individual Clients

51,083

AUM

$9.5B

HNW Individual Clients

5,993

AUM

$6.5B

Banking Clients

AUM

Pooled Vehicle Clients

AUM

$202K

Pension/Profit Sharing Plan Clients

145

AUM

$103.5M

Charitable Organization Clients

113

AUM

$70.9M

Government Entity Clients

AUM

$15.1M

Investment Advisor Clients

AUM

Insurance Company Clients

AUM

Sovereign Wealth Fund Clients

AUM

Corporation or Business Clients

359

AUM

$360.7M

Services

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Services Offered

Advisor / Fund Manager SelectionEducationFinancial PlanningIndividual Portfolio ManagementInstitutional Portfolio ManagementPension Consulting

Compensation Types

Charges Fixed FeeCharges Hourly FeeCharges Percentage AUM

Compliance

Disclosures

Other Regulator False Statement/DishonestyOther Regulator Order (Past 10 Years)Other Regulator Violation FindingSEC/CFTC Order EntrySEC/CFTC Violation FindingSRO Discipline/Expulsion/SuspensionSRO False Statement FindingSRO Rule Violation

State Registrations

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Affiliates

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Affiliates

Reported 19 business affiliates.

Claimed Affiliates

Reported as an affiliate by 26 other businesses.